Caliphate, the political-religious state comprising the Muslim
community and the lands and peoples under its dominion in the centuries
following the death (632 ce) of the
Prophet Muhammad. Ruled by a caliph (Arabic khalīfah, “successor”), who held temporal and
sometimes a degree of spiritual authority, the empire of the Caliphate grew
rapidly through conquest during its first two centuries to include most of
Southwest Asia, North Africa, and Spain.
Dynastic struggles later brought about the Caliphate’s decline, and it ceased
to exist with the Mongol destruction of Baghdad in 1258.
The urgent need for a successor to Muhammad as political leader
of the Muslim community was met by a group of Muslim elders in Medina who designated Abū Bakr, the
Prophet’s father-in-law, as caliph. Several precedents were set in the selection of Abū Bakr,
including that of choosing as caliph a member of the Quraysh tribe. The first
four caliphs—Abū Bakr, ʿUmar I, ʿUthmān, and ʿAlī, whose reigns constituted
what later generations of Muslims would often remember as a golden age of pure Islam—largely
established the administrative and judicial organization of the Muslim
community and forwarded the policy begun by Muhammad of expanding the Islamic
religion into new territories. During the 630s, Syria, Jordan, Palestine, and Iraq were conquered; Egypt was taken from Byzantine control in 645;
and frequent raids were launched into North Africa,Armenia, and Persia.
The assassination of ʿUthmān and the ineffectual caliphate of
ʿAlī that followed sparked the first sectarian split in the Muslim community.
By 661 ʿAlī’s rivalMuʿāwiyah I, a
fellow member of ʿUthmān’s Umayyad clan, had wrested away the Caliphate,
and his rule established the Umayyad Caliphate that lasted until 750. Despite
the largely successful reign of Muʿāwiyah, tribal and sectarian disputes
erupted after his death. There were three caliphs between 680 and 685, and only
by nearly 20 years of military campaigning did the next one, ʿAbd al-Malik,
succeed in reestablishing the authority of the Umayyad capital of Damascus. ʿAbd al-Malik is also remembered for building the Dome of the Rock in Jerusalem. Under his son al-Walīd (705–715), Muslim forces took
permanent possession of North Africa, converted the native Berbers to Islam,
and overran most of the Iberian Peninsula as the Visigothic kingdom there collapsed. Progress was
also made in the east with settlement in the Indus River valley. Umayyad power
had never been firmly seated, however, and the Caliphate disintegrated rapidly
after the long reign of Hishām (724–743). A serious rebellion broke out against
the Umayyads in 747, and in 750 the last Umayyad caliph, Marwān II, was
defeated in the Battle of Great Zab by the followers of the ʿAbbāsid family.
The ʿAbbāsids, descendants of an uncle of Muhammad, owed the
success of their revolt in large part to their appeal to various pietistic,
extremist, or merely disgruntled groups and in particular to the aid of the Shīʿites, a
major dissident party that held that the Caliphate belonged by right to the
descendants of ʿAlī. That the ʿAbbāsids disappointed the expectations of the
Shīʿites by taking the Caliphate for themselves left the Shīʿites to evolve
into a sect, permanently hostile to the orthodox Sunni majority, that would
periodically threaten the established government by revolt. The first
ʿAbbāsid caliph, al-Saffāḥ (749–754), ordered the elimination of
the entire Umayyad clan; the only Umayyad of note who escaped was ʿAbd al-Raḥman,
who made his way to Spain and established anUmayyad dynasty that lasted until 1031.
The period 786–861, especially the caliphates of Hārūn (786–809)
and al-Maʾmūn(813–833),
is accounted the height of ʿAbbāsid rule. The eastward orientation of the
dynasty was demonstrated by al-Manṣūr’s removal of the capital to Baghdad in
762–763 and by the later caliphs’ policy of marrying non-Arabs and recruitingTurks, Slavs,
and other non-Arabs as palace guards. Under al-Maʾmūn, the intellectual and
artistic heritage of Iran (Persia) was cultivated, and Persian
administrators assumed important posts in the Caliphate’s administration. After
861, anarchy and rebellion shook the empire. Tunisia and eastern Iran came
under the control of hereditary governors who made token acknowledgment of
Baghdad’s suzerainty. Other provinces became less-reliable sources of revenue.
Shīʿite and similar groups, including the Qarmaṭians in Syria and the Fāṭimids
in North Africa, challenged ʿAbbāsid rule on religious as well as political
grounds.
ʿAbbāsid power ended in 945, when the Būyids, a
family of rough tribesmen from northwestern Iran, took Baghdad under their
rule. They retained the ʿAbbāsid caliphs as figureheads. The Sāmānid dynasty
that arose in Khorāsān and Transoxania and the Ghaznavids in Central Asia and
the Ganges River basin similarly acknowledged the ʿAbbāsid caliphs as spiritual
leaders of Sunni Islam. On the other hand, the Fāṭimids proclaimed a new caliphate in 920 in
their capital of Al-Mahdiyyah in Tunisia and castigated the ʿAbbāsids as
usurpers; the Umayyad ruler in Spain, ʿAbd al-Raḥmān III, adopted the title of
caliph in 928 in opposition to both the ʿAbbāsids and the Fāṭimids. Nominal
ʿAbbāsid authority was restored to Egypt by Saladin in 1171. By that time the
ʿAbbāsids had begun to regain some semblance of their former power, as the
Seljuq dynasty of sultans in Baghdad, which had replaced the Būyids in 1055,
itself began to decay. The caliph al-Nāṣir (1180–1225) achieved a certain
success in dealing diplomatically with various threats from the east, but al-Mustaʿṣim (1242–58) had no such
success and was murdered in the Mongol sack of Baghdad that ended the ʿAbbāsid
line in that city. A scion of the family was invited a few years later to
establish a puppet caliphate in Cairo that lasted until 1517, but it exercised no
power whatever. From the 13th century onward a variety of rulers outside of
Cairo also included caliph among their titles, although their claims to
universal leadership of the Muslim community seem to have been more notional
than real.
The concept of the caliphate took on new significance in the
18th century as an instrument of statecraft in the declining Ottoman Empire. Facing the erosion of their military and political power and
territorial losses inflicted in a series of wars with European rivals, the
Ottoman sultans, who had occasionally styled themselves as caliphs since the
14th century, began to stress their claim to leadership of the Islamic
community. This served both as means of retaining some degree of influence over
Muslim populations in formerly Ottoman lands and as means of bolstering Ottoman
legitimacy within the empire. The caliphate was abolished in 1924, following
the dissolution of the Ottoman Empire and the rise of the Turkish Republic.
In the 20th century the reestablishment of the caliphate,
although occasionally invoked by Islamists as a symbol of global Islamic unity,
was of no practical interest for mainstream Islamist groups such as the Muslim Brotherhood in Egypt. It did,
however, figure prominently in the rhetoric of violent extremist groups such as al-Qaeda. In June 2014 an insurgent group known as the Islamic State in Iraq and the Levant (ISIL; also known as the Islamic State in Iraq and Syria [ISIS]
and the Islamic State [IS]), which had taken control of areas of eastern Syria
and western Iraq, declared the establishment of a caliphate with the group’s
leader Abu Bakral-Baghdadi as caliph. Outside of extremist circles, the group’s
claim was widely rejected.
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